Ha Nguyen is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-07-10 | present | Yes |
| CADARET, GRANT & CO., INC. | 2024-09-18 | 2025-07-10 | — |
| ROCKEFELLER FINANCIAL LLC | 2023-05-30 | 2024-06-10 | — |
| MOSER WEALTH ADVISORS | 2022-06-15 | 2022-09-07 | — |
| COLUMBIA PACIFIC WEALTH MANAGEMENT | 2015-05-13 | 2022-03-23 | — |
| KIBBLE & PRENTICE HOLDING COMPANY | 2012-01-26 | 2015-05-01 | — |