SEAN ANTHONY ALLEN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-09-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2021-09-29 | 2025-09-09 | — |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2020-08-11 | 2021-09-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-07-31 | 2019-12-10 | — |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | 2011-08-03 | 2015-07-01 | — |
| SEI INVESTMENTS MANAGEMENT CORP | 2009-06-08 | 2010-02-04 | — |