TU NGUYEN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-05-24 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-07-16 | 2022-12-06 | — |