Thomas Bawden is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-09-06 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-10-28 | 2024-08-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-05-25 | 2019-02-08 | — |