Arthur G Lopez

Arthur G Lopez is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-02-06presentYes
CUSO FINANCIAL SERVICES, L.P.2023-08-242025-01-24
J.P. MORGAN SECURITIES LLC2022-10-212023-08-17
WELLS FARGO CLEARING SERVICES, LLC2019-11-062022-10-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-04-012019-10-28
MORGAN STANLEY SMITH BARNEY LLC2014-07-032016-03-28

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