LEO B KAY

LEO B KAY is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-01-14presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032014-01-06
WELLS FARGO INVESTMENTS, LLC2009-03-252011-01-03

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