Simon Lui

Simon Lui is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (2)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-07-03presentYes
J.P. MORGAN SECURITIES LLC2016-10-192025-04-30

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