SERGIO A DEL PUERTO

SERGIO A DEL PUERTO is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2026-01-01presentYes
LPL FINANCIAL LLC2019-04-152024-10-28
BANCWEST INVESTMENT SERVICES, INC.2015-03-172017-06-02
EFG CAPITAL ADVISORS INC.2014-03-142015-02-02

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