SEAN R CARTER is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2026-04-29 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-09-26 | 2026-05-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-12-09 | 2012-09-27 | — |