Yen Chen is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-11-01 | present | Yes |
| LPL FINANCIAL LLC | 2023-07-19 | 2023-11-14 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2018-06-25 | 2023-07-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2012-05-22 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-10-05 | 2011-01-03 | — |