John Mai Nguyen is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-11-07 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2016-04-18 | 2019-10-16 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-08-16 | 2016-04-25 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-08-24 | 2010-06-28 | — |