Kelvern Chen is an investment adviser representative (IAR) with state registration records since 2015, appearing at 6 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2021-09-17 | present | Yes |
| TD AMERITRADE, INC. | 2020-07-28 | 2021-07-14 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2020-07-27 | 2021-07-14 | — |
| SANTANDER SECURITIES LLC | 2019-03-13 | 2020-07-07 | — |
| UNFCU ADVISORS LLC | 2018-08-01 | 2019-01-22 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2016-06-07 | 2018-05-01 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2015-08-05 | 2016-05-04 | — |
| TD AMERITRADE, INC. | 2015-07-31 | 2016-05-04 | — |