Berta Alicia Gordon

Berta Alicia Gordon is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2023-07-19presentYes
BANCWEST INVESTMENT SERVICES, INC.2022-01-262023-07-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-01-302022-01-02
J.P. MORGAN SECURITIES LLC2015-06-302016-06-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-03-132015-06-01
WELLS FARGO CLEARING SERVICES, LLC2011-01-032012-10-08
WELLS FARGO INVESTMENTS, LLC2009-08-102011-01-03

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