JAMES E. FIELDS

JAMES E. FIELDS is an investment adviser representative (IAR) with state registration records since 2013, appearing at 8 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (8)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-02-172025-03-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-02-102021-11-15
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2017-02-152021-01-20
TD AMERITRADE, INC.2017-02-152021-01-20
EQUITABLE ADVISORS, LLC2014-08-152017-02-17
EDWARD D. JONES & CO., L.P.2013-05-282013-12-12
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2013-03-192013-05-17

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