Thomas Joseph Fanning is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with HERITAGE ADVISORY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HERITAGE ADVISORY LLC | 2026-04-14 | present | Yes |
| M HOLDINGS SECURITIES, INC. | 2026-02-23 | 2026-04-28 | — |
| M HOLDINGS SECURITIES, INC. | 2018-02-05 | 2026-02-23 | — |
| M HOLDINGS SECURITIES, INC. | 2013-02-28 | 2014-10-06 | — |
| UBS FINANCIAL SERVICES INC. | 2011-05-09 | 2011-08-31 | — |