DOUGLAS A THOMAS

DOUGLAS A THOMAS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
OSAIC WEALTH, INC.2018-11-022021-06-25
SIGNATOR INVESTORS, INC.2016-05-132018-11-02
TRANSAMERICA FINANCIAL ADVISORS, LLC2011-09-122016-05-13

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