HOWARD STUART ROTHMAN

HOWARD STUART ROTHMAN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with TRITONPOINT WEALTH, LLC.

Registration history (4)

FirmFromToCurrent
TRITONPOINT WEALTH, LLC2024-11-22presentYes
J.P. MORGAN SECURITIES LLC2019-09-192023-08-07
UBS FINANCIAL SERVICES INC.2011-08-052019-09-30
MORGAN STANLEY SMITH BARNEY LLC2009-10-092011-08-23

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