Eric Scott Garofalo

Eric Scott Garofalo is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2025-07-01presentYes
MORGAN STANLEY SMITH BARNEY LLC2019-10-222025-06-17
PRINCIPAL SECURITIES, INC.2017-11-132019-07-15
MORGAN STANLEY SMITH BARNEY LLC2012-09-212017-09-29

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