Preeti Shah Tandon

Preeti Shah Tandon is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (6)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-11-04presentYes
J.P. MORGAN SECURITIES LLC2022-04-222024-10-16
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2014-11-252022-03-22
CITIZENS SECURITIES, INC.2014-05-132014-11-11
WELLS FARGO CLEARING SERVICES, LLC2010-06-222013-09-24
WELLS FARGO INVESTMENTS, LLC2009-09-212010-06-23

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