RICHARD D THOME is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2025-09-29 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-11-24 | 2025-09-30 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-10-19 | 2010-10-15 | — |