JAMES J CARISTIA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-01-07 | present | Yes |
| 1ST GLOBAL ADVISORS INC | 2009-12-22 | 2018-12-31 | — |