Nicholas L Popovec

Nicholas L Popovec is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2021-06-09presentYes
M&T SECURITIES, INC.2021-04-012021-06-09
TD AMERITRADE, INC.2018-02-272021-01-11
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262020-12-31
SCOTTRADE INVESTMENT MANAGEMENT2017-01-312018-02-26
HSBC SECURITIES (USA) INC.2014-05-292015-12-08

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