NICHOLAS EDWARD STERN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with KESTRA ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 2025-07-14 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2012-10-15 | 2025-07-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-07-12 | 2012-10-05 | — |
| EQUITABLE ADVISORS, LLC | 2010-12-21 | 2011-06-09 | — |