Charles James Regan is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2026-02-06 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2024-12-12 | 2025-12-23 | — |
| LPL ENTERPRISE, LLC | 2024-09-27 | 2024-12-13 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-11-07 | 2024-04-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-01-20 | 2017-08-28 | — |
| HARRISDIRECT LLC | 2012-10-11 | 2014-11-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-07-12 | 2012-10-10 | — |
| EDWARD D. JONES & CO., L.P. | 2009-12-17 | 2011-12-01 | — |