Claudia Caraballo is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2025-03-11 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2019-09-04 | 2023-09-12 | — |
| HSBC SECURITIES (USA) INC. | 2019-07-05 | 2019-08-07 | — |