MICHAEL SCOTT CAPLAN

MICHAEL SCOTT CAPLAN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with INVICTUS PRIVATE WEALTH, LLC.

Registration history (3)

FirmFromToCurrent
INVICTUS PRIVATE WEALTH, LLC2022-05-19presentYes
UBS FINANCIAL SERVICES INC.2014-01-162022-06-02
MORGAN STANLEY SMITH BARNEY LLC2010-01-182014-01-23

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