JAMES A MATHIEU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-11-01 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-02-08 | 2013-10-07 | — |