JAMES HAROLD ROSS is an investment adviser representative (IAR) with state registration records since 2013, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-07-09 | present | Yes |
| OSAIC WEALTH, INC. | 2023-09-01 | 2024-07-05 | — |
| OSAIC SERVICES, INC. | 2022-08-02 | 2023-09-01 | — |
| SECURIAN FINANCIAL SERVICES, INC. | 2019-10-02 | 2022-08-19 | — |
| HORNOR, TOWNSEND & KENT, LLC | 2015-12-11 | 2018-01-22 | — |
| MSI FINANCIAL SERVICES, INC. | 2015-01-02 | 2015-11-24 | — |
| MARINER MANAGED ACCOUNT SOLUTIONS, LLC | 2013-10-22 | 2015-11-20 | — |
| NEW ENGLAND SECURITIES | 2013-10-11 | 2015-01-02 | — |