GUILLERMO GUZMAN

GUILLERMO GUZMAN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with RBC SECURITIES, INC..

Registration history (5)

FirmFromToCurrent
RBC SECURITIES, INC.2022-10-12presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-01-132022-09-20
MORGAN STANLEY SMITH BARNEY LLC2021-07-022021-09-17
WELLS FARGO CLEARING SERVICES, LLC2014-01-032021-07-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-05-142014-01-02

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