James Alexander Smith

James Alexander Smith is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with MISSION WEALTH MANAGEMENT, LP.

Registration history (6)

FirmFromToCurrent
MISSION WEALTH MANAGEMENT, LP2025-12-18presentYes
LPL FINANCIAL LLC2020-04-092025-10-29
CAMPBELL WEALTH MANAGEMENT, INC.2019-03-212020-02-28
RBC CAPITAL MARKETS, LLC2015-07-092015-09-10
ROBERT W. BAIRD & CO. INCORPORATED2015-04-202015-05-19
RBC CAPITAL MARKETS, LLC2010-11-152015-05-15

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