TOM NGUYEN is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with MARINER, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MARINER, LLC | 2025-03-19 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-01-27 | 2025-03-20 | — |
| U.S. BANCORP ADVISORS, LLC | 2020-09-10 | 2023-02-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-09-18 | 2020-09-15 | — |
| CHARLES SCHWAB & CO., INC. | 2016-02-16 | 2019-08-27 | — |