Stefanie Nicole Swezey

Stefanie Nicole Swezey is an investment adviser representative (IAR) with state registration records since 2013, appearing at 6 firms. Currently registered with SOFI WEALTH LLC.

Registration history (6)

FirmFromToCurrent
SOFI WEALTH LLC2021-07-01presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2020-03-022021-03-26
SCOTTRADE INVESTMENT MANAGEMENT2017-01-302018-03-08
PNC WEALTH MANAGEMENT2016-04-082016-10-26
CHARLES SCHWAB & CO., INC.2015-02-092016-03-11
WELLS FARGO CLEARING SERVICES, LLC2013-11-042015-01-14

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