NICOLE MARIE LAI is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2016-10-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-07-14 | 2016-11-04 | — |