DAFNA M KLEIN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-08-12 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-03-01 | 2014-08-12 | — |