IAN T JAMES

IAN T JAMES is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with SWBC INVESTMENT ADVISORY SERVICES LLC.

Registration history (3)

FirmFromToCurrent
SWBC INVESTMENT ADVISORY SERVICES LLC2026-04-15presentYes
FORUSALL2025-04-212026-03-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-12-172016-05-31

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