Carol A Underwood is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2024-06-14 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2017-03-10 | 2024-06-14 | — |
| MSI FINANCIAL SERVICES, INC. | 2015-04-15 | 2017-03-01 | — |
| MML INVESTORS SERVICES, LLC | 2013-05-31 | 2015-04-15 | — |