James OBrien is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2019-04-08 | present | Yes |
| UBS ASSET MANAGEMENT (AMERICAS) LLC | 2017-10-11 | 2019-04-08 | — |
| UBS FINANCIAL SERVICES INC. | 2013-05-24 | 2016-10-31 | — |