CHRISTOPHER ALLAN SWAN

CHRISTOPHER ALLAN SWAN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with SWAN CAPITAL GROUP, LLC.

Registration history (6)

FirmFromToCurrent
SWAN CAPITAL GROUP, LLC2023-04-04presentYes
SWAN CAPITAL GROUP, LLC2021-01-142021-12-31
BB&T SECURITIES, LLC2019-05-102020-05-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-10-142019-01-10
CHARLES SCHWAB & CO., INC.2014-11-192015-04-17
EDWARD D. JONES & CO., L.P.2014-07-232014-10-02

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