JAMES DEE FRANCIS is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-11-15 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2020-11-06 | 2021-11-29 | — |
| KMS FINANCIAL SERVICES, INC. | 2010-11-01 | 2020-11-06 | — |