JAMES AUSTIN ROTH

JAMES AUSTIN ROTH is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with ROTH FINANCIAL PARTNERS LLC.

Registration history (2)

FirmFromToCurrent
ROTH FINANCIAL PARTNERS LLC2020-10-02presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2013-08-262020-10-02

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