JAMES FALVEY is an investment adviser representative (IAR) with state registration records since 2017, appearing at 5 firms. Currently registered with STRATEGIC ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2025-03-31 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2021-12-15 | 2025-03-31 | — |
| CITIZENS SECURITIES, INC. | 2018-10-30 | 2021-11-15 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2018-03-22 | 2018-11-02 | — |
| SANTANDER SECURITIES LLC | 2017-08-02 | 2017-09-21 | — |