NICHOLAS JOHN MCCARTY is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2016-09-08 | present | Yes |
| KMS FINANCIAL SERVICES, INC. | 2015-04-01 | 2016-08-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2011-07-05 | — |
| WELLS FARGO INVESTMENTS, LLC | 2010-11-24 | 2011-01-03 | — |