NEIL PLEIN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with ALDRICH WEALTH LP.
| Firm | From | To | Current |
|---|---|---|---|
| ALDRICH WEALTH LP | 2013-06-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-10-13 | 2010-11-24 | — |