Brian M Spaulding is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2021-04-09 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2014-07-24 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-10-04 | 2012-10-01 | — |
| EQUITABLE ADVISORS, LLC | 2010-11-10 | 2010-12-15 | — |