RICHARD ALEC ROSEN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with CONNECTICUT WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CONNECTICUT WEALTH MANAGEMENT, LLC | 2023-11-22 | present | Yes |
| RWA WEALTH PARTNERS, LLC | 2018-04-23 | 2023-07-13 | — |
| LPL FINANCIAL LLC | 2013-11-25 | 2018-04-25 | — |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | 2011-07-18 | 2013-10-21 | — |
| EDWARD D. JONES & CO., L.P. | 2010-09-13 | 2011-07-08 | — |