JAMES WILLIAM HUMPHRIES is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with MINDSET WEALTH MANAGEMENT, LLC, MINDSET ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MINDSET ASSET MANAGEMENT, LLC | 2025-11-13 | present | Yes |
| MINDSET WEALTH MANAGEMENT, LLC | 2024-04-02 | present | Yes |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | 2015-06-29 | 2024-03-27 | — |