THOMAS MICHAEL SULLIVAN

THOMAS MICHAEL SULLIVAN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-07-14presentYes
B. RILEY WEALTH ADVISORS, INC.2020-01-032025-08-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-01-252020-01-02
PNC WEALTH MANAGEMENT2014-09-302015-11-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-07-092014-09-22

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