David James Thompson

David James Thompson is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2019-03-15presentYes
MORGAN STANLEY SMITH BARNEY LLC2016-06-242017-10-25
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-01-142016-06-28

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