Connie J Shen

Connie J Shen is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-05-30presentYes
CHARLES SCHWAB & CO., INC.2022-05-032025-04-28
J.P. MORGAN SECURITIES LLC2016-07-192022-02-19

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