JAMES EDWARD WALLEY is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with HILLTOP SECURITIES INC..
| Firm | From | To | Current |
|---|---|---|---|
| HILLTOP SECURITIES INC. | 2023-09-25 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2023-09-09 | — |
| CHASE INVESTMENT SERVICES CORP. | 2012-07-25 | 2012-10-01 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-10-11 | 2012-08-01 | — |